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博碩士論文 etd-0530117-135415 詳細資訊
Title page for etd-0530117-135415
論文名稱
Title
全球碳市場配額交易模式及碳金融商品研究
Carbon Trading: Research in Allowance Allocation, Trade Policy and Financial Derivatives
系所名稱
Department
畢業學年期
Year, semester
語文別
Language
學位類別
Degree
頁數
Number of pages
103
研究生
Author
指導教授
Advisor
召集委員
Convenor
口試委員
Advisory Committee
口試日期
Date of Exam
2017-07-06
繳交日期
Date of Submission
2017-07-05
關鍵字
Keywords
碳交易、碳市場連結、碳定價、碳交易監測報告查核、碳金融商品
carbon pricing, linking, MRV, carbon finance, carbon trading
統計
Statistics
本論文已被瀏覽 5848 次,被下載 205
The thesis/dissertation has been browsed 5848 times, has been downloaded 205 times.
中文摘要
隨著氣候變遷加劇,各國藉由公約與國內法、國際環境法約束溫室氣體排放量外,同時輔以經濟誘因來推動減排活動。溫室氣體減排具全球共同分擔之原則性,為增加減排之效率性,各國推動碳市場連結並且因應各交易體系之特性發展不同的價格穩定機制。本篇以歐盟排放交易體系(EU ETS)、美加地區的西部氣候倡議(WCI)與美國溫室氣體減排行動(RGGI)、中國排放交易體系為研究主體。以京都議定書與巴黎協議為源頭,比較各交易體系對於排放之監測、報告與查核(MRV)、免費配額之發放模式、拍賣模式之異同作為基礎,納入抵減市場(Offset Market)與抵減配額之使用與限制,探討碳交易施行效率與其衍生之金融商品與金融服務。
利用歐盟排放交易體系與中國排放交易體系為個案,在兩者發展特性差異之下,探討兩排放交易體系在發展進程所產生之困境並整理學者提出之方案、追蹤後續實施成果。分析我國碳市場施行之急迫性,由短、中、長期觀點,以本篇論文提及之項目對我國碳交易體系發展提出建議。
Abstract
In order to reduce the Greenhouse gas(GHG) emission and mitigate the climate change, more countries are starting to invest in carbon trading. While using the emission trading system as key tool for reducing GHG emission, countries also promote emission reduction activities by using economic incentives.
This thesis takes EU ETS, WCI, RGGI and China ETS as the main research subjects. We will Compare the similarities and differences from the aspects of MRV, free credit allocation, credit auction and offset market and research in the above credits in carbon trading market, derivatives and the latest development of financial services.
With EU ETS and China ETS as case study, under the difference of characteristics, this thesis explores the difficulties arising from the development process of the two ETS and organizes the proposals by scholars to track the follow-up achievements. Countries also promote the linkage between ETS and develop different price stability mechanisms in response to increase the efficiency of emission reduction.
目次 Table of Contents
論文審定書 i
致謝 ii
中文摘要 iii
英文摘要 iv
第一章 緒論 1
第一節 研究動機與目的 1
第二節 研究方法與範圍 2
第三節 研究流程 2
第二章 文獻探討 4
第三章 碳交易機制介紹 6
第一節 碳交易背景 6
第二節 監測、報告與查核 12
第三節 配額分配與拍賣制度 20
第四章 市場效率性 44
第一節 碳交易機制連結 44
第二節 碳委託 53
第三節 碳金融 55
第五章 碳交易發展困境與現有解決方法 65
第一節 歐盟排放交易體系 65
第二節 中國排放交易體系 69
第三節 碳交易與價格穩定機制 74
第六章 結論 80
第一節 台灣碳交易發展 80
第二節 結論與建議 85
參考文獻 89
參考文獻 References
壹、中文文獻
1. 經濟部能源局(民105)。我國燃料燃燒二氧化碳排放統計。
2. 王京明、許志義、羅時芳、陳美源、柯郁琳(民100)。臺灣發展溫室氣體排放權期貨交易之可行性研究。臺灣銀行季刊第六十二卷第四期,37-69
3. 上海銀監局綠色信貸研究課題組(民105)。綠色信貸支持金融創新與產業結構轉型研究。金融監管研究第五十三期,98-108
4. 吳珮瑛、邱可甄、劉哲良(民105)。溫室氣體減量之清潔發展機制功能 與專案成本比較。台灣國際研究季刊第12卷第3期,115-150
5. 李堅明(民105)。COP21《巴黎協定》之觀察與啟示。能源報導2016年01月份,23-27
6. 溫室氣體減量及管理法
7. 巴黎協議繁體中文版

貳、 英文文獻
1. International Carbon Action Partnership. (2016). Emissions Trading Worldwide. Status report 2016. Retrieved from ICAP database
2. International Carbon Action Partnership. (2017). Emissions Trading Worldwide. Status report 2017. Retrieved from ICAP database
3. Li Yang, Jianmin Wang, Jun Shi. (2017). Can China meet its 2020 economic growth and carbon emissions reduction targets. Journal of Cleaner Production, 142, 993-1001
4. Ying Fan, Jun-Jun Jia, Xin Wang, Jin-Hua Xu. (2017). What policy adjustments in the EU ETS truly affected the carbon prices. Energy Policy, 103, 145-164
5. Anna Creti, Pierre-André Jouvet, Valérie Mignon. (2011). Carbon Price Drivers: Phase I versus Phase II Equilibrium. CEPII, WP No 2011-09, 1-30
6. Emilie Alberola, Julien Chevallier, Benoît Chèze. (2008). Price drivers and structural breaks in European carbon prices 2005–2007. Energy Policy, 36, 787-797
7. Nicolas Koch, Sabine Fuss, Godefroy Grosjean, Ottmar Edenhofer. (2014). Causes of the EU ETS price drop: Recession, CDM, renewable policies or a bit of everything?—New evidence. Energy Policy, 73, 676-685
8. ALEX Y. LO. (2015). Challenges to the development of carbon markets in China. Climate Policy, 1-16
9. Qilin Liu, Wenhua Zhang, Mingtao Yao, Jiahai Yuan. (2017). Carbon emissions performance regulation for China’s top generation groups by 2020: Too challenging to realize. Resources, Conservation and Recycling, 122, 326–334
10. CHRISTIAN FLACHSLAND, ROBERT MARSCHINSKI, OTTMAR EDENHOFER. (2009). To link or not to link: benefits and disadvantages of linking cap-and-trade systems. Climate Policy, 9, 358-372
11. ANDREAS TUERK, MICHAEL MEHLING, CHRISTIAN FLACHSLAND, WOLFGANG STERK. (2009). Linking carbon markets: concepts, case studies and pathways. Climate Policy, 9, 341-357
12. Carbon Market Watch. (2015). TOWARDS A GLOBAL CARBON MARKET PROSPECTS FOR LINKING THE EU ETS TO OTHER CARBON MARKETS. Carbon Market Watch Report. Retrieved from CMW database
13. Carlo CARRARO, Alice FAVERO. (2009). The Economic and Financial Determinants of Carbon Prices. Finance a úvěr-Czech Journal of Economics and Finance, 59(5), 396-409
14. Peter John Wood, Frank Jotzo. (2009). Price Floors for Emissions Trading. Research Report, 36, 3-16
15. Christa Clapp, Knut H. Alfsen, Harald Francke Lund, Kamleshan Pillay. (2016, May). Green Bonds and Environmental Integrity: Insight from CICERO Second Opinions. CICERO Policy Note 2016(1). Retrieved from CICERO database
16. JOHN CHIANG. (2017, January). GROWING THE U.S. GREEN BOND MARKET. CALIFORNIA STATE TREASURER. Retrieved from California State Treasurer database
17. Climate Bonds Initiative and the China Central Depository & Clearing Company. (2017, January). A USD 36.2bn Chinese Green Bond Market. CHINA GREEN BOND MARKET 2016. Retrieved from CBI database
18. Bloomberg. (2016). Green Bonds: Mobilising the debt capital markets for a low-carbon transition. Policy Perspectives. Retrieved from Bloomberg database
19. Marco Aldana, Isabelle Braly-Cartillier, and Laura Susanne Shuford. (2014). Guarantees for Green Markets: Potential and Challenges. Retrieved from Inter-American Development Bank database
20. Motoko Aizawa, Chaofei Yang. (2010). Green Credit, Green Stimulus, Green Revolution? China’s Mobilization of Banks for Environmental Cleanup. The Journal of Environment Development, 19(2), 119-144
21. COM. (2016). REPORT FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT AND THE COUNCIL. Retrieved from European Commission
22. International Energy Agency. (2015). Energy and Climate Change. World Energy Outlook Special Report. Retrieved from IEA database
23. EUROPEAN COMMISSION. (2012). EU ETS handbook. Retrieved from EU ETS
24. EDF, CDC, IETA. (2015, May). The World’s Carbon Markets: A Case Study Guide to Emissions Trading. Retrieved from EDF database
25. EUROPEAN COMMISSION. (2012, July). MRR Guidance Document: The Monitoring and Reporting Regulation – General guidance for installations. Retrieved from European Commission
26. EUROPEAN COMMISSION. (2012, July). AVR Guidance Document: The Accreditation and Verification Regulation - Verifier’s risk analysis. Retrieved from European Commission
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