資訊科技所帶動的經濟全球化時代，全球治理機制尚處於進展的過程中，區域合作仍是目前國際上最被廣為採行的國家間合作模式，其中以歐盟與東協兩大區域間合作所展現的經濟潛力與未來發展性最令人矚目，本文研究以新功能主義為研究理論，透過歐盟與東協間經由天然資源部門合作所產生經貿關係的「分枝」效應，以及「擴溢」至政治層面的合作情形，來分析歐盟與東協間整合之進程。隨著國際政治經濟互賴的深化，歐盟與東協間逐漸由天然資源供需合作「分枝」到經貿、投資與促進區域發展合作的關係，形成了功能性的國際互賴網，一方面促使雙方在政策上協商；另一方面，政治與社會精英在面臨來自功能性需求的壓力，將推動雙方的合作「擴溢」至政治層面，即全面性的夥伴關係。

The era of economic globalization drove by information technology, but global governing mechanism is still in progress, so regional and inter-regional cooperation are the most welcomed options to shape inter-state relations at present, inter alia, the inter-regional cooperation of European Union and ASEAN. This Research is based on neo-functionalism to analysis the ramification effects of interactions between European Union and ASEAN through the sector of natural resources, economic, trade, investment. and regional development. With the success on functional cooperation, European Union and ASEAN negotiate on the policies which may push the functional cooperation spill-over to political aspects, namely Comprehensive Partnership.

第一章續論..............................................1
第一節研究動機與目的....................................1
一、研究動機............................................1
二、研究目的............................................4
第二節研究理論、方法與範圍..............................6
一、研究理論............................................6
二、研究方法...........................................10
三、研究範圍...........................................10
第二章區域經濟合作之發展趨勢...........................13
第一節區域合作.........................................13
一、定義...............................................13
二、第一波區域合作.....................................15
三、第二波區域合作.....................................16
四、第三波區域合作.....................................19
第二節區域間合作.......................................20
一、後冷戰區域間合作之發展.............................21
二、亞歐新合作關係.....................................23
第三章歐盟與東協經濟對話與合作.........................26
第一節對話與合作之原則.................................27
一、平等互惠...........................................27
二、國際政經秩序之穩定.................................35
第二節對話與合作之具體實踐.............................41
一、天然資源之供需.....................................41
二、普遍優惠關稅之確立.................................47
三、投資關係之建立.....................................54
四、區域發展之促進.....................................61
第四章歐盟與東協全面性夥伴關係之建構...................68
第一節全面性夥伴關係之原則.............................69
一、求同存異...........................................69
二、推動國際政經新秩序.................................75
第二節市場自由化之促進.................................80
一、普遍優惠關稅新制...................................80
二、貨幣政策之協調與合作...............................90
三、金融機構合作與互助.................................92
四、企業策略聯盟.......................................93
五、投資關係與規範之確立...............................94
第三節區域間安全之強化.................................98
一、移民議題之協商與確立...............................98
二、跨國犯罪組織之防範................................100
三、軍事安全之對話與協商..............................101
第四節區域間發展之交流與合作..........................103
一、人權議題之對話與協商..............................103
二、區域發展之強化....................................109
第五章結論............................................118
參考書目..............................................172
圖錄
圖4-1 亞歐會議架構圖...................................72
表錄
表3-1 東協總出口及出口至歐體之商品項目別所佔比重.......43
表3-2 東協總進口及自歐體進口之商品項目別所佔比重.......44
表3-3 歐體與東協貿易主要商品項目金額與比重.............46
表3-4 東協對歐體GSP 出口情形...........................51
表3-5 1960 年代和1970 年代歐體投資東協各國比例.........56
表3-6 1960 年代至1970 年代東協主要外資來源.............57
表3-7 歐體於東協投資情況─長期債劵類...................59
表3-8 歐體於東協投資情況─流動資金類...................59
表4-1 歐盟之GSP 商品稅率...............................81
表4-2 東協在歐盟國家新GSP 名列畢業條款項目.............82
表4-3 歐盟與東協間貿易主要商品項目比重.................84
表4-4 1994 年11 月東協與歐盟各國間簽訂避免雙重課稅協定一覽表.....................................................95
表4-5 1995 年7 月東協與歐盟各國間簽訂投資協定一覽表....95
附錄
附錄一：歐盟與東協合作大事紀年表......................122
附錄二：歐盟與東協貿易規範確立之情況..................124
附錄三：歐盟與東協投資規範確立之情況..................145

一、中文部分
(一) 政府文件
經濟部國際貿易局，《GATT答客問》(台北：經濟部國際貿易局，1992)。
經濟部國際貿易局，《歐盟新普遍性優惠關稅(GSP)制度介紹及對我國之影響》(台北：經濟部國際貿易局，1995年2月)。

(二) 書籍
大前研一著(李宛容譯)，《民族國家的終結》( The end of the nation state: the rise of regional economies )(台北：立緒，1996年)。
史佩洛著(楊鈞池等譯)，《國際政治經濟學》( The politics of international economic 　　
　　relations )(台北：五南，1994)。
瓦提裘提斯著(林若雩譯)，《東南亞政治與發展》( Political Change in Southeast Asia: Trimming the Banyan Tree )(台北：韋伯文化，1999年)。
休斯（Barry B. Hughes）著，《國際政治新論》（Continuity and Change in World Politics）（歐信宏•陳尚懋譯）（台北市：韋伯文化，民國88年）。
艾倫著(郭彤譯)，《東南亞國家聯盟》(北京：新華，1981年)。
沈驥如著，《歐洲共同體與世界》(北京：人民出版社，1994年)。
杜筑生，《歐洲經濟共同體之對外關係》(台北：正中，1987)。
亞拉得等著(紐先鍾譯)，《全球資源分享》(台北：台灣商務，1981年)。
林碧炤，《國際政治與外交政策》(台北：五南，二版，1997年)。
杭廷頓、伯格編著(王伯鴻譯)，《杭廷頓與伯格看全球化大趨勢》( Many Globalization: Culture Diversity in the Contemporary World ) (台北：時報文化，2002年)。
翁明賢等合著，《國際組織新論》(台北：五南，1995年)。
陳勁著，《歐盟外交政策與對外關係》(台北：五南，2002年)。
陳鴻瑜，《東南亞各國的政治與外交政策》(台北：渤海堂文化，1992年12月)。
張亞中，《歐洲統合：政府間主義與超國家主義的互動》(台北：揚智文化，1998年)。
葉至誠、葉立誠著，《研究方法與論文寫作》(台北：商鼎文化，2000年)。
櫻花綜合研究所環太平洋研究中心編著(黃綵璋譯)，《亞洲新世紀發展構圖》 (台北：聯經，1996年)。

(三) 期刊論文
丁奎松、倪霞鈉、尚前宏等著，「亞歐首腦會議背景與影響」，現代國際關係（中　
　　國：中國現代國際關係研究院，1996年2月）。
丁樹範，「東協國家的外交努力與限制：1979-1982」，華岡法科學報，第9期(台北，1989年)。
毛惠民，「亞歐會議與APEC會議之初步比較」，(台北：歐洲聯盟研究論壇，2002年10月)。
宋鎮照，「從亞歐高峰會看東亞政經發展」，美歐月刊，第11卷第8期(台北：政大國關中心，1996年8月)。
余建華、姚勤華，「亞歐關係發展若干問題評析」，學術季刊，第3期(中國：上海社會科學院，1999年)。
李一文，「東盟與歐盟一體化進程比較研究」，常德師範學院學報，第26卷第2期(中國，2001年3月)。
李國雄，「東協安全之機制的演變與區域秩序」，問題與研究，第34卷第9期(台北：政大國關中心，1995年9月)。
李國雄，「東協的區域組織發展與挑戰」，問題與研究，第34卷第4期(台北：政大國關中心，1995年4月)。
吳祖田，「東協多邊會議發展之取向」，問題與研究，第33卷第11期(台北：政大國關中心，1994年11月)。
吳東野，「後冷戰時期德國亞洲政策之研究」，第一屆亞歐學術研討會(嘉義：南華歐研所，1997年)。
金榮勇，「緬甸軍人政府的未來與發展─加入東協之展望」，問題與研究，第36卷第3期(台北：政大國關中心，1997年)。
金榮勇，「展望九十年代東協國家經濟成長」，問題與研究，第30卷第5期(台北：政大國關中心，1991年5月)。
林蘋蘋譯，「東協湄公河盆地開發合作基本架構」，東南亞季刊，第3卷第2期(南　　
　　投：暨南國際大學東南亞研究中心，1998年4月)。
周榮耀，「歐亞關係前景」，亞非縱橫，第3期(中國：亞非發展研究所，1996年)。
徐茂炫，「歐體對亞洲開發國家的貿易政策」，貿易週刊，第1221期(台北，1987)。
康柏譯，「歐洲共同市場與東南亞國協的關係」，今日經濟，5月號(台北：今日經濟，1983年)。
馬文秀，「亞歐會議的最佳法規行為指南」，中國標準化，第9期(中國，2000年)。
陳元，「世界天然資源與南北問題」，(台北：淡江學報區域研究部門，1975年1月)。
陳勁，「歐洲聯盟的亞洲政策對中國、日韓及東協之關係」，成功大學學報，第36卷人文社會篇(台南：成功大學，2001年)。
莫大華，「東帝汶獨立運動的援起與困境」，問題與研究，第36卷第2期(台北：政大國關中心，1997年2月)。
張亞中，「亞歐新關係」，美歐季刊，第12卷第1期(台北：政大國關中心，1997年春季號)。
張訓常，「漢城亞歐會議透視」，當代亞太，第12期(中國：新華社，2000年)。
張錫鎮，「亞歐合作與中國」，當代亞太，第8期(中國：中國社會科學院，2000年)。
湯紹成，「一九九六年曼谷亞歐會議的後序發展」，問題與研究，第37卷第3期(台北：政大國關中心，1998年3月)。
曾怡仁、張惠玲，「區域整合理論的發展」，問題與研究，第34卷第4期(台北：政大國關中心，1995年4月)。
曾雪如，「東協成立自由貿易區之探討」，問題與研究，第32卷第5期(台北：政大國關中心，1993年5月)。
瑞麒，「烏拉圭回合談判終於完成」，問題與研究，第33卷第1期(台北：政大國關中心，1994年1月)。
趙俊杰，「加強亞歐安全合作─第三次亞歐會議前瞻」，和平與發展，第3期(中國：中國社會科學院，2000年)。
趙俊杰，「亞歐會議為新世紀亞歐關系定向」，瞭望新聞周刊，第44期(中國，2000年10月30號)。
趙洪，「東盟與歐盟經貿關係的現狀與前景」，南洋問題研究，第3期(中國：廈門大學南洋研究院，2001年)。
楊成緒，「亞歐合作前景廣闊」，世界經濟與政治，第12期(中國：中國國際問題研究所，2001年)。
潘光、崔宏偉，「世紀之交亞歐合作的發展及其對世界格局的影響」，學術季刊，第3期(中國：上海社會科學院，2000年)。
漢斯•莫爾(Hanns W. Maull)，「地區主義和全球主義─相互矛盾還是相互推動的進程」(郎平譯)，世界經濟與政治，第9期(中國：東亞三邊委員會研究集團北京工作組會議，2000年)。
盧倩儀，「區域整合理論之比較與評析」，美歐季刊，第12卷第1期(台北：政大國關中心，1996年春季號)。

(四) 學位論文
林明莉，「歐洲共同體對開發中國家的共同開發政策」(台北：淡大歐研所碩士論文，1983年5月)。

(五) 其他
1. 網路資料
吳志中，「亞歐會議ASEM的地緣政治意義」，(http://eusa-taiwan.org/News_Analysis/Taiwan%20News%20weekly/Taiwan%20News%20Column/TNC0804亞歐會議ASEM的地緣政治意義.doc)，2003年8月4日。
羅國應，「歐亞的溝通橋樑─亞歐會議」，(http://eusa-taiwan.org/06Publication/Understanding%20Europe/Understanding%20Europe02%20Cultural%20Europe/UE0914亞歐會議.doc)。
聯合早報電子版(新加坡)，1998年5月2日，(http://web3.asial.com.sg)。
2. 報紙
夏治沔，「德國積極推崇歐盟發展亞洲關係」，新華社波恩，1996年2月18日。
聯合報，民國86年2月11日，第10版。
3. 週刊
亞洲週刊，1996年3月1日，頁44。
亞洲週刊，1996年9月8日，頁16。

二、英文部份
(一) 政府文件
1. 官方出版書籍
ASEAN Secretariat (ed.). 1997. ASEAN economic co-operation: transition & trans- formation. Singapore: Institute of Southeast Asian Studies.
Romoli, Aldo. 1982. The EEC’s External Relations-Stocking and Consistency of Action. Brussels: Economic and Social Committee of the European Communities.
UNCTAD, World Investment Report 1996.
European Communities. 2000. External and intra-European Union trade. Luxembou rg: Office for Official Publications of the European Communities.
European Communities. 2003. Extern al and intra-European Union trade – Statistical yearbook. Luxembourg: Office for Official Publications of the European Communities.

2. 官方文獻
Commission of the European Communities, “The European Community and AESAN”, Europe Information(External Relations), 51/81, July 1981, Brussels.
Commission of the European Communities, “The European Community and ASEAN”, Europe Information(External Relations), 92/88, April 1988, Brussels.
Commission of the European Communities, “The European Community and AESAN”, European Information(External Relations), 81/85, Brussels.
Commission of the European Communities: Communication from the Commission to the Council, “Generalized System of Preference, Guidelines for the 1990s, COM (90) 329 final, 6 July 1990, Brussels.
Commission of the European Community: Communication from the Commission to the Council and the European Parliament, “Integration of developing countries in the international trading system, role of the GSP 1995-2004”, COM (94) 212 finals, 1 June 1994, Brussels.
Commission of the European Communities, “The European Community’s Relations with AESAN”, European Information(External Relations), 1/91, April 1991, Brussels.
Commission of the European Communities, “The European Community and AESAN”, European Information(External Relations), 95/88, Brussels.
Commission of the European Communities, “The European Community and AESAN”, European Information(External Relations), 66/83, Brussels.
Commission of the European Communities: Communication from the Commission to the Council, the European Parliament and the Economic and Social Committee, “Creating a new dynamic in EU- ASEAN relations”, Annex 2.2., 2.3, COM (96) 314 final, 3 July 1996, Brussels.
Commission of the European Communities: Communication from the Commission to the Council, the European Parliament and the Economic and Social Committee, “Creating a new dynamic in EU- ASEAN relations”, Annex 2.2., 2.3, COM (96) 314 final, 3 July 1996, Brussels.
Commission of the European Communities, “Forth Report from the Commission to the Council, on the implementation of the programme of financial and technical to non-associated developing countries”, COM (18) 691, 1981, Brussels.
European Council Regulations (EC) No. 3281/94 of 19 December 1994 applying a four- year scheme of generalized tariff preferences (1995 to 1998)in respect of certain industrial products originating in developing countries, O. J., L 348, 31 December 1994, pp.1-28.
European Council Regulations (EC), No. 1256/96 of 20 June 1996 applying multiannual schemes of generalized tariff preferences from 1 July 1996 to 30 June 1999 in respect of certain agricultural products originating in developing countries, O. J., L 160, 29 June 1996, pp.1-11.
Commission of the European Communities, “The European-Southeast Asia Dialogue”, 1988, Brussels.
Official Journal of the European Communities, “L 156”, pp.87-92. ; “L 255”, pp.43-48. ; 127-131. ; “L 233”, pp.39-43. ; 83-87.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, Volume 12, No.12 1979, point 1.2.8., pp.11-12.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, Volume 12,No.10, 1979, point 2.2.79., p.83.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, No.3, 1980, point 2.2.67., pp.70-73.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 1-1981, point 2.2.9., pp.29-30.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 1-1981, point 2.2.6., p.29.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 2-1981, point 2.2.10., 2.2.11., p.39.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 3-1981, point 2.2.14., p.54.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 4-1981, point 2.2.15., p.36.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 2-1982, point 2.2.8., p.41.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 3-1982, point 2.2.12-14., pp.57-58.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 6-1982, point 2.2.15., p.65.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 9-1982, point 2.2.8., pp.42-43.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 11-1982, point 2.2.6., p.80.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 3-1983, point 2.2.43., pp.65-66.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 12-1983, point 2.2.44., p.73.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, No.10, 1985 , point 2.3.24., p.64.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 11-1985, point 2.3.18-19., p.88.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 6-1986, point 2.2.9., p.83.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 3-1986, point 2.2.21., p.58.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 10-1986, point 2.2.23., p.64.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 3-1987, point 2.2.20., p.64.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 7/8-1989, point 2.3.3., p.8.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 11-1990, point 1.4.67., p.88.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 3-1991, point 1.3.78., p.69.
Secretariat – General of the Commission of the European Communities, Bulletin of the European Communities, 7/8-1992, point 1.4.113., p.104.
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(四) 其他
1. 網路資料
The Straits Times Interactive(Singapore), “Tariff rise on some exports to Europe”, (http://web3.asial.com.sg).
2. 報紙
Bangkok Post, “1998 Year-End Economic Review”, Nov. 29, 1998.